Pub Rants

Category: Pub Rants – The Blog

By Kristin Nelson & Angie Hodapp

For Part 1 and the genesis of this series, click here.
For Part 2, click
here.
For Part 3, click
here.
For Part 4, click
here.
For Part 5, click
here.
For Part 6, click here.

Your opening pages might be in trouble if…

#7) Your novel opens with pages of backstory or exposition instead of a scene created to kick off your novel. 

In the thousands and thousands of opening pages we’ve read over the years, we’ve discovered three problematic openers that fit this bill:

  1. Opening with a sentence or two of a scene, but then shifting into pages of backstory or exposition.
  2. Opening with a sentence or two of exposition or backstory, followed by the start of an actual scene.
  3. Opening with heavy exposition, backstory, or world building that goes on for pages without anchoring the reader to a character situated in the story’s narrative time and place.

This type of opening becomes a problem when authors feel the need to fully explain their world before officially beginning the story—they’re afraid that readers will be lost without all the background information. A good intention, but a master writer knows how to layer in her world building and backstory at the same time she is introducing her characters, setting, and whatever situational conflict will launch the story’s momentum.

When I come across a submission like this, I’ll skip ahead to see where—or if—the story actually begins; however, I’m already on notice. This type of false start makes it that much harder for the writer to win me back. You don’t want an agent looking for a reason to say no.

Angie here! Let’s look at some examples.

  • Opening with a sentence or two of a scene, but then shifting into pages of backstory or exposition.

Marge stood, stretched her aching back, and leaned her shovel against the wall of the pit. The six other archeologists on her team squatted over their assigned areas of the site, still engrossed in their excavations. Marge surveyed their work and gave a satisfied nod. They’d made great progress today.

Marge and her team had flown to Egypt six weeks prior. The university had finally managed to secure the funding for this dig, despite the dean’s oft-repeated assurances that the archeology department would never approve the sum Marge had requested. But over the summer, some anonymous donor had stepped forward and written a big, fat check. Marge couldn’t guess who the donor was, but she was too excited to care. She started calling her team and making travel arrangements…

This type of opening is often crafted by writers who’ve learned that it’s a best practice to start in scene. So they do. But the siren song of expository backstory is still too alluring, and they can’t resist. To see if you’ve fallen prey, check for past-perfect verbs in your opening scene (had managed, had requested, had stepped forward). If you see some, then—RED ALERT!—you’ve probably slipped into backstory.

Let’s look at another example:

  • Opening with a sentence or two of exposition or backstory, followed by the start of an actual scene.

Marge had learned two things during her seventeen years as a university professor. The first was never to take no for an answer, especially when it came from the dean during a conversation about funding. The second was never to question the motives of an anonymous donor who wanted to send you and your whole team to Egypt for three months on an exclusive dig. She was right about the first, but wrong about the second. She was about to find out just how wrong.

Marge stood, stretched her aching back, and leaned her shovel against the wall of the pit. The six other archeologists on her team squatted over their assigned areas of the site, still engrossed in their excavations…you know the rest.

This type of opening is often crafted by writers who want to provide an immediate insight into character before showing us that character in setting, motion, or conflict. Also note the prophetic “she was about to find out just how wrong.” As far as hooks go, this kind always feels a little too on-the-nose, like the writer is saying, Hey, isn’t that portentous and enticing? Most times, authors need to work a little harder than that to plant the hook that will keep readers genuinely intrigued.

To avoid this type of opening, recognize the difference between scene and exposition/backstory. Practice writing solely in scene. Only then, go back and layer in your exposition/backstory with subtle strokes that are relevant to the current scene.

Kristin here: Of course, like all the examples we’ve given in this article series, any opening can work in the hands of a master writer. My client Sherry Thomas is renowned for her ability to pull this off. Read the opening of her debut novel Private Arrangements to see how she breaks this rule but still manages to get away with it. Her masterful writing sweeps the reader away!

Creative Commons Photo Credit: Angie Harms

By Kristin Nelson & Angie Hodapp

For Part 1 and the genesis of this series, click here.
For Part 2, click here.
For Part 3, click here.
For Part 4, click here.
For Part 5, click here

Your opening pages might be in trouble if…

#6) Your novel opens with prose problems, such as flowery or overly descriptive verbiage.

This morning, while sipping my steaming hot and deliciously aromatic Mountain chai with creamy half and half and gazing out my window at the cerulean sky, I pondered on the inevitable curiosity borne of dissecting why working authors succumb to the passion of crafting overwrought prose.

Did you have trouble reading the above sentence? Did you read it twice to figure out what I was talking about? Did you wonder why I didn’t just say, “This morning, I thought about why writers use overly descriptive language”?

If you answered yes to any of the above, then you know exactly why overwrought prose makes our list of openings to avoid.

So often we come across submissions in which writers are trying to play with language, but they’re often playing with it at the wrong time. If you just need to convey that a character smiled, then “He smiled” is far preferable to “His lips quirked up at the corners, his sudden smile lighting up his face in such a way that I knew he was happy” is overdone. But newer writers, still mastering craft, often make the mistake of using fancy words and “phrasey” sentence structure all throughout their work…and this slows a story down rather than moving it along.

He smiled.

Done.

The point is the smile, not how the character did it.

Expansion and Contraction

One thing to keep in mind as you revise your own writing is the concept of expansion and contraction. Bestselling writers know when to expand their prose and when to contract it. They expand when they want to slow readers down to ensure they take notice of something important to the development of character or plot. They contract when they need to keep things snappy and simple to keep readers interested as the story moves over points of low conflict or tension, or transitions from one turning point to the next.

Newer writers, on the other hand, tend to expand a little too much—a big reason such writers wrestle with high word counts. Learn (a) that contraction is a tool in your toolbox and (b) when you need to use it, and you’ll be well on your way!

So is there a time or a place for more elevated prose? Absolutely. But save it for scenes in which you need a certain type of prose to set a certain type of tone. Save it for a moment of gravity, to let the words shine.

Photo Credit: Thor

By Kristin Nelson & Angie Hodapp

For Part 1, click here.
For Part 2, click here.
For Part 3, click here.
For Part 4, click here.

Your opening pages might be in trouble if…

#5) Your novel opens with running or other pulse-pounding action. 

If you are guilty of this one, don’t beat yourself up. We promise you’re not alone. Writers are told they need to start in medias res (literally “in the middle of things”) if they want to grab the reader from page one. Solid advice, but when it translates to action for action’s sake, therein lies the problem.

Just so we’re clear, we’re not suggesting that you nix every bit of action in your opening scene. The problem arises when an opening provides only action to the exclusion of:

  • All other narrative elements, like character, setting, voice, tone, and context. Without context, readers are left wondering, Why is this action happening? Who’s involved? What outcome should I be rooting for? Remember that confused readers might stick with you for a few pages, but if your opening scene introduces more questions than it answers, readers are likely to abandon your tale.
  • Structural relevance. Does the opening action sequence mirror, foreshadow, or lead logically into something that will happen later in the story—for instance, the inciting incident, midpoint reversal, climax, or resolution? If your opening action scene only exists to create excitement that you hope will hook a reader, then you might be in trouble.

The type of opening scene you write relies heavily on your genre. Action-forward openings tend to be more appropriate in commercial fiction, as opposed to literary fiction (which is more about artful language and thematic explorations of the human condition, so literary openings tend to provide immediate insight into a character or immersion into a setting). Genres like thrillers, military science fiction, and romantic suspense lend themselves to action-forward openings, but readers of cozy mysteries, contemporary romance, women’s fiction, and historical fiction expect to be thoroughly introduced to character, setting, and situational conflict when they encounter your first chapter. So consider genre and reader expectations as well as your novel’s overall structure when crafting your opening.

The final takeaway here is that in medias res is solid advice…if you take it to mean “start in the middle of action,” not “start in the middle of an action scene.” Action means (a) there’s a character on your “page stage,” (b) he or she is doing something other than merely thinking (see part 1 of this article series), and (c) he or she is in some sort of enticing predicament.

  • Maybe it’s a 70-year-old woman on her knees in the garden behind her house. It’s raining, and she’s up to her elbows in mud, desperately trying to bury something. Or dig something up.
  • Maybe it’s a scrawny middle-school-aged kid standing in the middle of the gym. The climbing rope hangs before him. His PE teacher stands to one side, arms crossed across his beefy chest, and his classmates encircle him, some cheering him on, others chanting insults.
  • Maybe it’s a married couple standing at the sink, washing dishes. The wife dries the last dish, while the husband calmly turns off the faucet and announces that he wants a divorce.

All of these story openings begin in medias res because they begin in the middle of a situation laden with dramatic tension. We don’t know the nature of that tension yet, but we will happily keep reading because (and this is the important part) each of these situations comes pre-packaged with an impending sense of What happens next? Yet none of these is an action scene.

In contrast, we see a lot of sample pages in our query inbox that start with a character running. An action scene. Sweat pouring. Lungs burning. Muscles cramping. Feet stumbling over rocks and tree roots. The sound of a pursuer’s footsteps ringing out in the darkness. These writers hope we’ll be just as breathless and scared as their characters are. But this type of opening lacks context (which means readers aren’t yet invested in your character’s plight). It’s an opening that’s tough to make fresh because we see it all the time. Plus, it can only lead to one of two possible outcomes: the character will either slip her pursuer or she’ll get caught. That makes this type of scene skim-or-skip material. Worse, it makes false tension out of all the pages the writer devotes to pouring sweat, burning lungs, cramping muscles, stumbling feet, and darkness. And false tension makes readers feel cheated.

What you’re after is dramatic tension, which you can only evoke to the extent that you can make readers understand why this character and why this situation? I’d much rather find out who that 70-year-old woman is and why she’s digging in her garden in the rain! Wouldn’t you?

Study the difference, and then practice creating story openings that entice rather than merely excite. This skill will take you another step further down your path toward storytelling mastery!

Photo Credit: puamelia

By Kristin Nelson & Angie Hodapp

For Part 1, click here.
For Part 2, click here.
For Part 3, click here.

Your opening pages might be in trouble if…

#4) Your novel opens with a lengthy passage of “talking heads” dialogue. 

Here’s what fascinates me: The openings we suggest that you avoid actually evolve out of a writer’s good intentions. In this case, writers know that starting with dialogue can be a very dynamic way to open a story. Dialogue is inherently more energetic than a description-of-the-setting opening, and if done well, a dialogue-heavy opening can reveal a lot about character(s).

Just so we’re clear, we’re not suggesting that you ax every bit of dialogue in your opening. The problem arises when an opening provides only dialogue to the exclusion of all other narrative elements.

We call this the “talking heads” opening. When two (or more) characters have a conversation for a page (or more), then readers receive no other vital story clues, such as setting, context, tone, background information, or the power dynamic between the characters doing the speaking.

Angie here. Consider the following:

“Did you bring my money?”
“Relax. I brought your money.”
“Where is it? Give it to me.”
“Not yet. We’ve got some things to talk about first.”
“I already told you everything I know.”
“Not everything.”

Any interest I have in this story, or any investment I might feel in the outcome of this conversation, is eclipsed by questions. Where are we? When are we? Are these characters men? Women? Children? Aliens? Talking squirrels? What are their roles in this story and how do they relate to each other? Is one a police detective and the other an informant? Is it two mobsters, one bribing the other? Is one a bully and the other a nerd? Is one a circus clown and the other an elephant trainer? Is this a funny story set in a 1960s Florida retirement community or a disturbing psychological thriller set in present-day Baltimore?

The human brain is hardwired for story, so when you, the writer, leave details up for grabs, the reader’s brain is going to fill them in. It literally cannot stop itself. The longer you withhold basic story information, the more time the reader’s brain has to stockpile incorrect assumptions. That means that when you do reveal story details as you intended them, and readers discover they were wrong, they’re going to get confused, frustrated, and annoyed. They might even abandon your book. And that (brace yourself for some tough love) is not their fault.

Remember that a published novel comes with a title, cover art, and back-cover copy, elements often worked up by professionals. These give the writer’s opening scene context. But with sample pages, all we have for context is your query letter’s pitch paragraph…and often that’s not enough. Approach your opening scene as though you’re writing for an audience with zero context, and you’ll start to think differently about what to include and what to save for later in the story.

For now, take a look at your opening scene. If you’ve got lots of dialogue, make sure it’s balanced with other narrative elements: some details about setting, some evocative word choices that set the tone, some personal details about the characters—not only what they look like, but how they move, react, and behave. For fun, consider this revision:

     Sister Mary Margaret slid onto the empty stool next to mine and tapped the bar. Old Joe uncapped a bottle of Jameson’s Irish and set up her usual double. She threw it back, then motioned for another.
     Without so much as looking at me, she said, “Did you bring my money?”
     “Relax,” I replied, watching Old Joe pour. “I brought your money.”
     Down went her second double. “Where is it? Give it to me.”
     I took a sip of the warm beer I’d been nursing for the last hour. Sister Mary Margaret was known for two things: drinking hard and being late. Scratch that. It was three things she was known for. The third was dealing harshly with anyone who crossed her. I gulped. Sam made himself clear when he sent me in here. No info, no money.
     “Not yet,” I said, trying my best to sound tough. “We’ve got some things to talk about first.”
     Her laugh sounded like gravel in a cement mixer. “I already told you everything I know.”
     I pulled an envelope out of my coat’s inside pocket and slid it toward her. “Not everything.”

Want to try? Craft a brief opening scene from these six lines of dialogue, and then after we repost this article on Kristin’s blog (within a couple weeks), leave your scene in the comments section. Just for fun.

Remember: Please take all the advice we give you in this article series with a grain of salt. If a writer has mastered craft, he or she can make any opening work, even ones we suggest you avoid. We read hundreds of sample pages every month, and the types of openings we’re sharing with you here often don’t work because they are overused. Avoid them, and you automatically increase your chances of standing out in the slush pile. Until next time…keep writing!

Creative Commons Photo Credit: Francois Bester

By Kristin Nelson & Angie Hodapp

For the Part 1 of this article series, click here.

For the Part 2 of this article series, click here.

Angie Hodapp and I recently teamed up to bring wit and wisdom to writers who want to work on craft. During our workshop, we identified several story openings that usually spell trouble for aspiring writers who are looking for representation. Thus, this series of articles was born! Here we bring you the third installment.

Your opening pages might be in trouble if…

#3) Your novel opens with what we call the “mindless task” or the “everyday normal.”

A common opening-page snafu we often see is when writers spend too much time setting up what is “normal” for the character before leaping into what will make this story/character extraordinary.

We see a lot of opening pages that show a character performing mindless tasks, such as cleaning the house, grooming (getting out of the shower, combing hair, brushing teeth), taking a child to school, collecting the mail, making breakfast, or having conversations that revolve around the mundane. And don’t forget our all-time favorite: a character waking up. (See “The Perils of Waking Characters” Part 1 and Part 2 on my blog for more about why this opening spells trouble.)

Illustrating the normal is not dynamic. In the normal, very little can be revealed about the character or setting. Because of this, we’re also on alert for openings like these:

“Monday started like any normal day…[followed by pages of details about Monday morning].”

“If I’d only known then what I know now…[followed by pages of detail about then].”

These types of openings hint at an inciting incident. But what the writer is really doing here is postponing the story conflict. They’re asking the reader to bear with them through a few opening pages of mundane tasks and details by making a vague promise that there’s good stuff coming later. In most cases, that simply doesn’t work.

The Importance of Voice

Accomplished writers use literary voice to transcend what might be considered mundane. A terrific example is the opening scene of Gail Carriger’s Soulless:

Miss Alexia Tarabotti was not enjoying her evening. Private balls were never more than middling amusements for spinsters, and Miss Tarabotti was not the kind of spinster who could garner even that much pleasure from the event. To put the pudding in the puff: she had retreated to the library, her favorite sanctuary in any house, only to happen upon an unexpected vampire.

This scene actually does open with a light touch of the mundane, but Carriger’s unique voice draws the reader in. Most importantly, the scene doesn’t stay in the mundane for very long—only two sentences, and then in the third, an unexpected vampire appears. The surprise is not the vampire. He’s actually expected in this world. It’s his attack that knocks Alexia off balance. Every vampire knows Alexia is soulless and therefore renders the supernatural powerless once touched. This persistent vampire doesn’t seem to know this nor does he seem to learn quickly when his power disappears. This is what then grabs the reader and won’t let go. Carriger takes the mundane and uses voice, wit, and a twist to engage the reader…all in the first three pages of the novel.

The Hero’s Journey and the Ordinary World

Angie here. Many writers’ first contact with story structure is the Hero’s Journey. It gets pounded into us at writing conferences and story workshops, and through books on how to plot a novel.

According to the Hero’s Journey (useful to screenwriters, constraining to novelists), we must devote our first few pages to the “ordinary world.” This is supposed to paint a picture of what the hero’s life is like before the Big Boom of the story’s inciting incident. Without the hero’s ordinary world, how will the reader recognize that change has occurred once they reach the end of the novel?

Poppycock.

What this widespread education in the Hero’s Journey has done is fill slush piles everywhere with sample pages full of ordinary worlds. Yet what are agents looking for? Extraordinary. Your best bet for standing out in the slush pile is to get to the good stuff as quickly as possible.

Bonus Tip: The Chapter Two Switcheroo

James Scott Bell, the author of some of Angie’s favorite books on writing and revision, suggests that once you finish an entire draft of your novel, go back and swap your first two chapters. So many aspiring writers frontload their first chapters with backstory, exposition, and narrative, saving the action and conflict for chapter two. Sometimes, switching those first two chapters is all you need to do to fix a boring opening. Plant the hook first. Then see how much of the other stuff you really need in order to tell your protagonist’s tale in the most compelling—and extraordinary!—way possible.

Photo Credit: Sherman Geronimo-Tan

By Kristin Nelson & Angie Hodapp

For the Part 1 of this article series, click here.

Angie Hodapp and I recently teamed up to bring wit and wisdom to writers working on craft. During our workshop, we identified story openings that usually spell trouble for aspiring writers looking for representation.

In fact, we’re offering a three-part webinar-workshop called “Opening Pages That Lead to Yes.” It starts August 4. Want to sign up? Click here.

First, a word of caution. Take everything we are going to highlight in this series with a grain of salt. If a writer has mastered craft, he or she can get away with any type of opening and make it work—even one of the nine types we are going to suggest that you avoid! So much depends on a writer’s mastery of voice, style, and scene craft.

Trust me, there is that 1% of writers out there who can break all the rules and make their stories work spectacularly. But do you want to bet that you are among that 1%? That’s quite a gamble! If, however, you think maybe you’re among the other 99% percent, then this series is for you. We read hundreds of sample pages every month, and the nine types of openings we’re going to share with you in this series often don’t work because they are overused or have become crutches for writers who haven’t yet mastered craft. Avoid these openings, and you will automatically increase your chances of standing out in the slush pile!

Your opening pages might be in trouble if…

#2) Your novel opens with White Room Syndrome. 

In other words, you may have succeeded at putting at least one character on the page, and maybe some sort of action, too, but you’ve forgotten to share any details about your setting. Does your opening scene occur inside or outside? At night or during the day? In cold weather or hot? Where is your character, what’s nearby, and how does this environment affect him or her in this scene? Omit such details, and your reader has no choice but to imagine that your story is taking place in a “white room.”

Anchor your reader in time and place in your manuscript’s opening pages—this is the number-one comment I make when I do critiques at conferences.

As Angie will now discuss, there are several tips and tricks you can use to identify and revise White Room Syndrome (WRS) in your own opening scenes:

a.) Does your story start with a lengthy passage of dialogue? This might be the number-one indicator of WRS. Check your opening scene and make sure that your characters’ words aren’t hanging in the air in a white room. Without a sense of setting (time and place), the reader is left with no idea of where the characters are, why they’re there, and how this conversation might be important to the story.

b.) Character is to Voice as Setting is to AtmosphereJust as you choose your words carefully to give your character a distinctive voice, choose your words carefully to imbue your setting with a sense of atmosphere—one that supports the overall mood of the scene. Consider:

Beatrice sauntered into the bordello’s frilly parlor, the plush pink carpet muffling the clank-clank-clank of her silver spurs.

Beatrice crept through the shadows of the bordello’s dusty parlor, the clank-clank-clank of her silver spurs echoing off the creaky floorboards. 

In the first sentence, Beatrice is sauntering, and the setting is frilly, plush, and pink. In the second, Beatrice is creeping, and the setting is dusty and creaky, with shadows and echoes. Were each of these the first sentence of a novel, my readerly imagination would be set up for a very different sort of story. The words you choose to lend your setting atmosphere matter.

c.) Does your setting impinge on your character’s senses? We know we’re supposed to use all five senses in our fiction—sight, sound, touch, smell, and taste. But this tip takes that advice a step further. Consider:

Bob sat behind the wheel of the getaway car, eyes peeled on the front door of the bank. It was hot and sunny, and he was sweating, and the front seat was too cramped for his three-hundred-pound frame. He tore the wrapper off another Ding Dong and took a bite. It was time, he decided, that the gang ditched the Chevelle and invested in a van.

Bob sat in the getaway car, the steering wheel digging painfully into his ample gut. Sweat plastered his tee shirt to his chest and back. He shaded his eyes from the sun beating down on him through the Chevelle’s cracked windshield and squinted at the front door of the bank. He tore into another Ding Dong. It was time, he decided, that the gang invested in a van.

In both passages, the setting includes the interior of a getaway car and a hot sun. But only in the second passage are these setting elements doing something to Bob. The steering wheel is digging painfully into his ample gut. The sun is beating down on him, making his sweat plaster his clothes to his body. In this passage, the setting is not only present, but it’s also impinging on the character in such a way that he can’t ignore it—and neither can the reader. Look for ways to make your setting impinge on your character, not just in your opening pages, but throughout your manuscript!

Check your opening pages for WRS. Better yet, give your first scene to a friend or critique partner, and then ask them to describe the setting they imagined when they read it. Does it match what you imagined when you wrote it? If not, then we hope these tips will help you revise!

Creative Commons Photo Credit: MazZuk

(Just a note, this post is from our archives. Some references and links may be from past years.)

It’s springtime! That means the Writer Conference season is upon us. And you know what that means, pitch appoints with agents and editors.

I do think yoga breathing exercises are essential to do pre-pitch so you might want to brush up with some practice before you go.

And just in case you’d like a few more tips to help you through, I put together my quick and dirty list:

1. For a 10-minute pitch appointment, plan to spend about 2 minutes talking about your book and 8 minutes interacting with the agent.

2. Nail your pitch in two succinct sentences. Three at most. If you can’t do that, you’ll be in trouble during your pitch.

3. Include one thing about yourself that will make you memorable (but in a good way, LOL). Maybe you have an interesting job that plays a factor in what you write. A funny conference story that is safe to share. A hobby passion that is interesting.

4.. Be prepared to talk about what inspired you. What made you excited to write this book?

5. Come intending to pitch only one book. If, however, the agent asks what else you’ve written or what you’re working on, be prepared to answer that question.

6. Know that this pitch appointment is not a make or break it moment. Not for you as a writer, not for your career, and not for your book; it all comes down to the quality of your writing.

The pitch is simply one stepping stone to getting you read. And if it doesn’t go well, plenty of opportunities to simply query agents the old-fashion way through email. Plenty of authors landed their agent doing just that.

Last but not least, smile and breathe. Most agents and editors are lovely people and they want you to succeed in the pitch appointment.

Scout’s honor!

Pic Credit: Dan Govan

Well I’m happy to tell you! I’ve gathered all the pictures I posted on Twitter and FB and organized them in one handy post with all the locations specified.

Thank you for playing along!

Pic 1 – Agent Kristin is in Singapore!

Singapore Slyline

Pic 2 – Agent Kristin is on the island of Koh Samui in Thailand

Koh Samui, Thailand

Pic 3 – Agent Kristin is at the Wat Pho Temple in Bangkok, Thailand

Wat Pho Temple, Bangkok Thailand

Pics 4 & 5 – Agent Kristin is at the Grand Palace in Bangkok, Thailand

Grand Palace, Bangkok Thailand 2Grand Palace, Bangkok Thailand

Pic 6 – Agent Kristin is at Wat Prasrisunphet Temple in Ayutthaya, Thailand

Ayutthaya, Thailand

Pic 7 – Agent Kristin is at the World Heritage site Angkor Wat in Siem Reap, Cambodia

Angkor Wat, Siem Reap, Cambodia

Pic 8 – Agent Kristin is boating along Ha Long Bay in Vietnam

Ha Long Bay, Vietnam

Authors, Do You Know Where Your Money Is?

(Just a note, this post is from our archives. Some references and links may be from past years.)

Every six months, you get an envelope from your agent. You tear it open, take out the enclosed check and royalty statement, and glance at the numbers on both. You shrug and mutter, “Guess that looks about right.” Then you toss the statement on your to-be-filed pile at the back of your closet, endorse the check, and head to the bank.

Sound familiar?

I can’t even begin to tell you how many published authors I’ve talked to at conferences who don’t give their royalty statements much of a glance. Why? Because they don’t know what they’re looking at. “Dammit, Jim, I’m a writer, not an accountant,” they say (or something along those lines). “Besides, isn’t that what I pay my agent to manage for me?”

News flash! Like you, many agents consider themselves word people—not numbers people—and your royalty statements are just as baffling to them as they are to you.

This means that the buck, quite literally, stops with you. Have a conversation with your agent about the level of support he or she is providing when it comes to combing through your statements and making sure you’re getting paid everything you’re owed.

More importantly, educate yourself. Learn how to audit your own statements.

Every year, we at Nelson Literary Agency recover thousands—sometimes tens of thousands—of unpaid dollars on behalf of our clients, simply because we audit their royalty statements.

Does this mean that publishers are nefarious, knowingly cheating authors out of a few bucks here and there to improve their own bottom lines? In our experience, no. (In fact, not all errors we find are made in the publisher’s favor!) Every error we’ve called to a publisher’s attention has immediately resulted in the issuing of a corrected statement and, when called for, a check covering the difference.

Without naming names, here are some examples of errors we’ve recently found on our clients’ royalty statements:

1. Unpaid royalties of approximately $5,000 because the publisher had applied a $10,000 advance against the author’s earnings when the actual contracted and paid advance had been only $5,000. This means the author had actually earned out—though the statement said otherwise—and was now owed nearly $5,000 in earned royalties.

2. Unpaid royalties of approximately $4,200 because the publisher’s accounting department missed the fact the author’s contract contained a royalties escalator. What’s that? A royalties escalator increases the author’s royalty rate in steps, based on units sold. For instance, a contract might specify that the author will earn 10% for the first 5,000 copies sold, 12.5% for the next 5,000 copies sold, and 15% for all copies sold thereafter. In this case, the author had sold about 12,500 copies of a hardcover edition priced at $16.99, but she had earned only 10% for all of those copies. Not one, but two escalators had been missed.

3. Unpaid royalties of approximately $7,300 because the publisher sold nearly 6,500 copies of a $17.99 hardcover edition at “high discount,” even though Agent Kristin had ensured that the author’s contract limited the number of copies the publisher was allowed to sell at high discount. What does that mean? When publishers sell copies of your book at higher-than-usual discounts, it’s common that the author’s contract will specify that she will earn “one-half the prevailing royalty rate” on those copies. Because Agent Kristin had limited the publisher’s high-discount sales, this author should have earned 12.5% on those particular 6,500 copies, but she earned only 6.25%, and we were able to recover the difference. (By the way, does your agent understand this and negotiate your contract’s high-discount clause in your favor?)

Dear Authors, the only way to protect your assets is to do the math. Join me July 30, from 6:00 pm to 8:30 pm, for my Royalty Statements Auditing Workshop, a live webinar sponsored by Nelson Literary Agency. Hope to see you then!

So just this week, we received an outstanding Australian royalty statement for one of our clients that had been missing. Because we actually track, review, and audit our statements, even foreign ones (and let me tell you what a nifty trick it is to do the Japanese statements…) we immediately spotted one rather large problem.

Oddly, there were no ebook sales listed anywhere on statement. Dating back since 2013. Not a single ebook sale in the last 2 years is a bit hard to believe, so we pinged the publisher.

Sure enough, the ebook ISBN wasn’t linked to this title in their accounting system. It was there but floating out in the ether with no title to attach to. Once it was appropriately linked, voila, almost $1000.00 was owed to the author.

And as my client so aptly replied to me, like finding loose change in the sofa!

Kind of. 😊

Even if the publisher controls the World Rights, we ask for the statements so we can review. Because I’m pretty certain that given the deluge of statements the internal publishing rights team receive, they aren’t paying super close attention.

Want to know how to audit royalty statements for yourself? We start you off easy by tackling U.S. royalty statements first. Our contracts and royalty guru Angie Hodapp is showing you how on July 30, 2015. Be a smart and savvy author. Auditing royalty statements. Only a couple slots left as there is a cap on attendance.

Photo credit: Branko Collin